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ISACA AAIA : ISACA Advanced in AI Audit

Exam Code: AAIA

Exam Name: ISACA Advanced in AI Audit

Updated: Oct 15, 2026

Q & A: 328 Questions and Answers

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ISACA AAIA Exam Syllabus Topics:

TopicDetails
Topic 1
  • AI GOVERNANCE AND RISK: It encompasses understanding different AI models and their life cycles, guiding AI strategy, defining roles and policies, managing AI-related risks, overseeing data privacy and governance, and ensuring adherence to ethical practices, standards, and regulations.
Topic 2
  • Auditing Tools and Techniques: This section of the exam measures the skills of AI auditors and centers on auditing AI systems using appropriate tools and methods. It includes audit planning and design, sampling methodologies specific to AI, collecting audit evidence, using data analytics for quality assurance, and producing AI audit outputs and reports, including follow-up and quality control measures.
Topic 3
  • AI Operations: It covers managing AI-specific data needs—including collection, quality, security, and classification—applying development lifecycle methodologies with privacy and security by design, change and incident management, testing AI solutions, identifying AI-related threats and vulnerabilities, and supervising AI deployments.

Reference: https://www.isaca.org/credentialing/aaia

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ISACA Advanced in AI Audit Sample Questions:

Question #1

A newly deployed fraud detection model is misclassifying transactions due to inconsistent formatting in the data stream. What is the BEST recommendation?

  • A. Define and document the technical specifications for incoming data
  • B. Train staff on fraud patterns and alert handling
  • C. Increase model complexity to handle more input types
  • D. Enable real-time monitoring of transaction volumes
Reveal Solution  Discussion  0

Correct Answer: A  🗳️

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Question #2

An AI team is developing a natural language processing (NLP) chatbot to assist customers. The collected data includes informal speech and multiple languages. Which pre-processing step is MOST important?

  • A. Remove all non-English data to avoid complexity.
  • B. Standardize informal language using dictionaries and incorporate translation.
  • C. Perform entity recognition to extract key information.
  • D. Apply tokenization and stemming to reduce complexity.
Reveal Solution  Discussion  0

Correct Answer: B  🗳️

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Question #3

An organization using AI to create digital content faces challenges in protecting its intellectual property. Which of the following is the BEST way to mitigate this risk?

  • A. Apply adversarial training.
  • B. Separate training and production data.
  • C. Implement a firewall.
  • D. Implement watermarking.
Reveal Solution  Discussion  0

Correct Answer: D  🗳️

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Question #4

An IS auditor is auditing an organization's data governance framework. The primary objective is to provide assurance that data management practices are standardized to support a trustworthy AI system. Which of the following should be the auditor's MOST important consideration?

  • A. Data practices for training models
  • B. Portability of data
  • C. Accountability for data management
  • D. Retention of stored data
Reveal Solution  Discussion  0

Correct Answer: C  🗳️

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Question #5

An IS auditor relies on generative AI to document audit narratives from walkthrough meetings.
The final version includes generic language and misses key exceptions. What safeguard could improve the reliability of AI-generated documents?

  • A. Using unsupervised learning for synthetic document generation
  • B. Guiding AI through prompt engineering and contextual anchoring
  • C. Increasing the model's temperature setting
  • D. Utilizing and monitoring audit trail logs
Reveal Solution  Discussion  0

Correct Answer: B  🗳️

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